Compliance Operations Analyst I

1. Audit Coordination.
   
   • Coordinates Compliance Operations activities for internal and external audits, including requests, documentation, evidence, deadlines, and follow-up.
   • Maintains audit records and tracking mechanisms to support timely completion of audit activities.
   • Tracks audit findings and related remediation activities through closure.
2. Regulatory and Compliance Program Coordination
   
   • Coordinates and tracks regulatory submissions, requirements, and other assigned compliance program activities.
   • Communicates deadlines, follows up with responsible areas, and maintains documentation of completion.
   • Provides support for HPMS and other regulatory systems, access, submissions, and related activities.
3. Compliance Reporting and Tracking
   
   • Coordinates regulatory reporting activities with responsible business areas, including communicating and tracking applicable deadlines.
   • Receives and tracks regulatory reports and supporting documentation and coordinates Compliance review and validation, as applicable.
   • Tracks regulatory submissions through timely completion and maintains supporting records and documentation.
   • Maintains reporting mechanisms to support Compliance Operations dashboards and governance reporting.
4. Compliance Operations Program Support
   
   • Maintains Compliance Operations tracking and reporting mechanisms across assigned activities.
   • Compiles and summarizes compliance activity, status, trends, and outcomes for dashboards and governance reporting.
   • Supports timely and accurate Compliance Operations and regulatory reporting.
5. Perform all other miscellaneous responsibilities and duties as assigned or directed.

#LI-Hybrid

1. Bachelor's degree; or an equivalent combination of education and experience.
2. Familiarity with general compliance and ethics principles.
3. Ability to work effectively in a regulated environment.