Manager, Trading Monitor

Primary Purpose
Manages compliance strategies and operational plans, driving risk mitigation, audit readiness, and integration of technical standards into departmental processes and reporting frameworks.

Duties and Responsibilities

• Manages the lifecycle of regulatory filings, ensuring technical accuracy, timely submission, and strategic positioning in alignment with national, regional, and local compliance mandates.
• Develops risk mitigation strategies aligned with compliance obligations, technical performance, and operational reliability.
• Ensures adherence to governance protocols to support accurate reporting, audit trails, and decision-making in compliance processes.
• Advises leadership on compliance risks and operational impacts.
• Performs other duties as assigned.

Qualifications

Education

• Required: Typically requires a 4 year degree in a relevant field, or equivalent combination of relevant education and experience.

Experience

• Required: Typically requires 8 years of related experience.

Knowledge, Skills and Abilities

• Ability to evaluate technical implications of business decisions.
• Ability to influence stakeholders without direct authority.
• Ability to integrate standards considerations into operational planning.
• In-depth knowledge of technical rules and standards supporting multiple programs.
• Knowledge of performance metrics and quality indicators.
• Skill in allocating technical expertise to high-risk issues.
• Skill in managing technical risk related to standards compliance.