Compliance Manager - Advisory & Monitoring - Asset Management

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Michael Page
ScreenedFull TimeJust posted
London
£70,000 - £90,000/annum
Posted 1 day ago
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About the role

Generalist investment management advisory and monitoring role. Working across a variety of areas within a small and busy compliance team. Client Details Equities specialist Asset Manager. Description Advising the business on compliance matters Carry out compliance monitoring Carry out regular and ad-hocBAU compliance tasks as per allocation, including but not limited to: Financial promotions review, AML, RFP and DDQ review, Staff conflicts management, FCA returns, SMCR related tasks, Restricted list maintenance, Investment related Bloomberg AIM tasks Assist with Compliance projects as requiredProfile Generalist Compliance skillset within Previous experience of working within an Investment Management environment Good working knowledge of MiFID II topics, COLL, CASS, AML, SMCR, MAR Good knowledge of UCITS funds Experience of using Bloomberg AIM and StarCompliance desirableJob Offer Competitive salary of £70,000 to £90,000 per annum, based on experience. Opportunities to work within a respected specialist Asset Management firm

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