Compliance Manager - Advisory & Monitoring - Asset Management
London
£70,000 - £90,000/annum
Posted 1 day ago
About the role
Generalist investment management advisory and monitoring role. Working across a variety of areas within a small and busy compliance team.
Client Details
Equities specialist Asset Manager.
Description
Advising the business on compliance matters
Carry out compliance monitoring
Carry out regular and ad-hocBAU compliance tasks as per allocation, including but not limited to:
Financial promotions review,
AML, RFP and DDQ review,
Staff conflicts management,
FCA returns,
SMCR related tasks,
Restricted list maintenance,
Investment related Bloomberg AIM tasks
Assist with Compliance projects as requiredProfile
Generalist Compliance skillset within
Previous experience of working within an Investment Management environment
Good working knowledge of MiFID II topics, COLL, CASS, AML, SMCR, MAR
Good knowledge of UCITS funds
Experience of using Bloomberg AIM and StarCompliance desirableJob Offer
Competitive salary of £70,000 to £90,000 per annum, based on experience.
Opportunities to work within a respected specialist Asset Management firm
About this listing
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