Compliance Manager

Contract typePermanentSalaryNegotiableReferenceBBBH195212Location:LondonCompliance ManagerLondonSpecialist Alternative Asset ManagerI am working with a Specialist Alternative Asset Manger on the look out to bring in a Compliance Manager.

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This will be a broad, hands-on role reporting directly into the Head of Compliance, with real responsibility to support the UK regulated business across a range of compliance matters.Your responsibilities will include:Owning the Compliance Monitoring PlanAdvising the Investment and Distribution TeamsWorking on Financial PromotionsOverseeing best execution and product governanceReporting any issues into senior management and boardKey requirements:5+ years Compliance experienceFinancial Services compliance experience, specifically within Investment Manager or Asset ManagerAlternatives or private markets experience would be a plusGeneralist compliance professional with experience in compliance monitoring, financial promotions and best executionA doer who isn't afraid of rolling up their sleevesWe are happy to provide application and/or accessibility support, please contact your Marks Sattin or Grafton consultant directly to discuss your needs. xwzovoh

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