Interim Compliance Manager

TWYD & Co is working with a small, growing private investment business that requires an experienced compliance professional to help complete several immediate projects.

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This is a hands-on assignment. The successful person will take an initial brief, work independently and produce clear, practical outputs. The business needs someone who can interpret regulation proportionately and help find workable solutions, rather than simply identify problems.

The work is likely to include:

• FCA certification and regulatory notifications
• Reviewing financial promotions
• Supporting upcoming regulatory reporting
• Reviewing and updating the firm’s ICARA
• Operational risk and Consumer Duty work
• Governance and controls
• Compliance input into the development of a client data room
• Other business-as-usual compliance matters

You are likely to have worked within investment management, private markets, asset management, alternatives or a closely related FCA-regulated environment. Direct private equity experience would be helpful but is not essential.

More important is evidence that you have personally completed this type of work, can operate without a large compliance infrastructure around you and are comfortable rolling your sleeves up in a small business.

The initial requirement is expected to involve at least 1-2 months of work and could extend beyond this and, indeed, lead to a more permanent opportunity if desired. It may suit an established contractor, an independent consultant or an experienced compliance professional currently between permanent roles.

The business has offices in Leeds and London. The working arrangement can be flexible, although some office attendance may be required. xwzovoh

Availability to start quickly is important.