Compliance Analyst M&A

Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data solutions. The Group is home to a stable of premium brands. Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world's leading provider of OTC data, and an award winning all-to-all trading platform. We work as one to achieve our vision of being the world's most trusted, innovative, liquidity and data solutions specialist. Role Overview The Compliance team is responsible for proactively engaging with the business to provide clear advice and support to; Ensure the group continues to meet all applicable regulatory requirements. Protect the group and its staff from regulatory sanction. The role sits within the TP ICAP Belfast office, primarily responsible for the 'level one' review of alerts triggered from the firm's surveillance systems, covering global trading and communications activity across the TP ICAP Group. TP ICAP is committed to keeping up with technological progress, providing opportunities for those skilled in Artificial Intelligence and data science. While proficiency in AI and data science is not a prerequisite, there exists a chance for an applicant to merge these fields with a future in Market Surveillance. Assisting in post trade monitoring of compliance with relevant Exchange rules. Developing knowledge of the products, trading methods and regulations associated with a particular asset class as defined by the Surveillance Senior Manager. Assisting with ad hoc work, investigations and project issues as required. Performing Surveillance controls as per Compliance controls framework. Remaining informed of changes to the regulatory environment. Developing report writing and soft skills, including clear communication with stakeholders. Experience / Competences Essential Skilled in Microsoft applications software (Word, Excel, PowerPoint, Outlook etc.) Ability to work under pressure, responding to urgent queries accurately and effectively. Sets own goals and targets which improve upon previous performance and constantly strive to exceed existing quality and service standards. Desired Previous practical experience gained in a monitoring/surveillance function within a financial services firm. Knowledge of financial products within Commodities, Interest Rates, Fixed Income and Equities asset classes. Understanding of market abuse and the risks associated with it. Exposure to Artificial Intelligence, data analytics or data science-related skills. Band / Level Professional / 4 #NIJobs Not The Perfect Fit? Our dedicated Talent Acquisition team is here to assist you in recognising how your unique skills and abilities can be a valuable contribution. That's why we're building a culture where everyone plays a part in making people feel welcome, ready and willing to contribute. TP ICAP Accord - our Employee Network - is a central to this. As well as representing specific groups, TP ICAP Accord helps increase awareness, collaboration, shares best practice, and holds our firm to account for driving continuous cultural improvement.