Compliance Analyst - 12 month FTC - Brokerage

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Michael Page
ScreenedContractorJust posted
City of London
£50000/annum
Posted 1 day ago
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About the role

This is an exciting opportunity for a Compliance Analyst to join a leading organisation in the financial services industry on a 12-month fixed-term contract. The role is based in London and involves supporting the Risk & Compliance department in ensuring regulatory adherence and mitigating compliance risks. Client Details Broker / Dealer - International Capital Markets Description Supporting the Compliance Monitoring Programme (CMP), including thematic reviews and control testing Providing advisory support to the business on FCA rules and internal policies Assisting with financial crime matters, including AML / KYC queries and escalations Monitoring employee conduct controls (e.g. PA dealing, conflicts of interest, gifts & hospitality) Maintaining compliance logs, registers, and records Supporting regulatory reporting and filings Assisting with policy and procedure updates in line with regulatory developmentsProfile 2-5 years' experience in a Compliance role within an FCA-regulated firm Experience in a Broker/Dealer, investment firm, or trading environment preferred Strong understanding of: FCA regulations (e.g. SYSC, COBS) General compliance frameworks and controls Job Offer Competitive salary of £50,000 per annum. 12-month fixed-term contract with potential for future opportunities. Opportunity to work in the financial services industry in London

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