About the role
I am supporting a client looking for a new Compliance Officer - Wolverhampton located
Salary - up to £40,000 DOE
Hybrid working - 3 days in the offer per week after passing of probation
Following a surge in FCA authorisation projects, the team is expanding and seeking a skilled Compliance Officer to join them.
They are a fast-growing business offering a fresh, modern approach to FCA compliance. Client relationships are built on open, positive communication and a down-to-earth style that makes compliance approachable, collaborative, and long-lasting.
We're seeking a candidate with practical experience in FCA compliance, ideally within a consultancy or regulated environment.
The Role
This is a hands-on, client-focused position, who specialise delivering FCA authorisations and compliance support to a portfolio of clients. You'll guide SMEs through the authorisation process and act as a trusted point of contact throughout.
· Prepare and manage FCA authorisation applications (including SMCR, VOPs, ARs, etc.)
· Maintain up-to-date knowledge of FCA rules, guidance, and expectations
· Monitor and assess regulatory developments and communicate implications to the business
· Develop and maintain compliance policies, procedures, and controls
· Liaise with the FCA and other regulatory bodies as required
· Review and write policies and procedures
About you
· Proven experience in a compliance role within a regulated firm
· Strong knowledge of FCA requirements
· Hands-on experience with FCA applications and regulatory filings
· Excellent written and verbal communication skills
· Attention to detail and ability to manage multiple deadlines
· Proven experience managing FCA authorisations (essential)
· Familiarity with sectors such as consumer credit, motor trade, mortgages, or related areas
· Strong business writing skills, including policies, business plans, and regulatory documentation
· Ability to juggle multiple clients and competing priorities effectively
About this listing
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