Compliance Officer

Job Description

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Compliance Officer

Boutique Law Firm

London

Hybrid

I’m working with a boutique law firm in London that is looking to appoint its first dedicated Compliance Officer.

This is a fantastic opportunity for a compliance professional who enjoys variety, wants real ownership and is excited by the opportunity to help shape and develop a compliance function from the ground up.

Working closely with the COLP, you’ll take on a broad, generalist compliance remit, with a particular focus on onboarding, file audit, traaining and more.

The role?

Client onboarding and matter opening

AML, CDD and KYC checks

Source of funds and source of wealth reviews

File reviews and compliance audits

Identifying trends, risks and areas for improvement

Developing and delivering compliance training

Supporting the firm’s wider compliance framework

Working on projects relating to accreditations, policies and process improvement

As the first dedicated compliance hire, you’ll have the opportunity to make the role your own and play a key part in building and embedding the firm’s compliance approach.

About you?

This would suit someone with experience in legal compliance, AML, risk or a related area who is looking for a broad role where they can be hands-on, work closely with senior stakeholders and have a genuine impact.

• 3+ years experience in Legal Compliance
• Confidence dealing with client onboarding, CDD, AML and KYC checks
• Ideally you've worked ina smaller tea, in a generalist role.

Interested? xwzovoh

Know someone who could be great?