Regional Manager - Financial Advice

⭐️Regional Manager

📍Cumbria

💰c.£90,000 + Bonus + Benefits

Our client is a leading national Independent Financial Advice firm, providing high-quality, client-centric financial planning solutions across the UK. Due to continued growth, they are seeking an experienced and commercially minded Regional Manager to oversee and support a network of Independent Financial Advisers within a defined region.

As Regional Manager, you will be responsible for the leadership and performance of a panel of IFAs. You will act as a trusted business partner to advisers, driving growth, improving quality, and ensuring regulatory standards are consistently met.

Role & Responsibilities: 📋

• Lead, manage, and support a regional panel of Independent Financial Advisers
• Drive adviser performance through coaching, mentoring, and regular reviews
• Ensure advisers operate in line with FCA regulations, company policies, and compliance standards
• Monitor business quality, file standards, and client outcomes
• Support recruitment, onboarding, and development of new advisers
• Identify growth opportunities and implement regional business plans
• Act as a key liaison between advisers and head office functions (Compliance, Operations, Paraplanning, Sales Support)
• Maintain strong relationships with advisers, promoting engagement and retention

Do you have the following to apply? ✅

• Proven experience in a Regional Management (or similar) role
• Strong understanding of UK financial advice regulations and compliance requirements
• Minimum Level 4 Diploma in Financial Planning (or equivalent)
• Demonstrated ability to lead, motivate, and develop advisers

Due to the high volume of applications received we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.

Clayton Davies is acting as an employment agency on behalf of our client.