File Reviewer

If you are an experienced File Reviewer looking for a job where your technical expertise truly shapes advice quality, this could be the ideal next step in your career.

For a complete understanding of this opportunity, and what will be required to be a successful applicant, read on.
In this File Reviewer job, you will play a crucial role in reviewing financial advice files and ensuring they meet regulatory expectations and internal standards. You will work closely with advisers and paraplanners, offering clear, constructive feedback to maintain a consistently high standard of client outcomes.
Key aspects of this File Reviewer role include
Reviewing advice files for suitability, completeness and compliance with FCA requirements
Providing structured feedback to advisers and paraplanners to support development
Managing your own pipeline of reviews to meet service level agreements
Identifying recurring trends or risks and escalating where needed
Staying up to date with regulatory changes and applying these consistently
This Advice Checker / File Reviewer job offers strong long term progression, allowing you to deepen your technical knowledge and become a key contributor within a growing compliance function.
File Reviewer Requirements
Essential: Level 4 Diploma in Financial Planning (or equivalent)
Essential: Previous experience in file checking, compliance or paraplanning within an IFA firm
Essential: Strong understanding of FCA regulations and suitability requirements
Desirable: Experience reviewing a range of advice types including pensions and investments
Desirable: Experience providing written feedback to advisers
The Company
You will be joining a well established and growing financial planning firm with a strong reputation for delivering quality advice. The business places a clear focus on compliance, client outcomes and employee development.
File Reviewer Benefits
Salary up to £48,000 depending on experience
Hybrid working with minimal office requirement
Early finish on Fridays
Generous annual leave plus additional perks
Pension and protection benefits
Ongoing training and professional development opportunities
Location
You can be based within reach of offices in Birmingham, Doncaster, Barnstaple or Market Harborough, with flexible hybrid working available.
If you are ready to secure a rewarding Advice Checker / File Reviewer job within a supportive and forward thinking environment, apply today. xwzovoh
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