ETF Compliance Advisory Manager

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London, City of London
Posted 2 weeks ago
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About the role

Compliance Advisory Manager

Location: London

Working pattern: 4 days in office / 1 day from home



Make your application after reading the following skill and qualification requirements for this position.

We are partnering with a leading global asset manager to hire a Compliance Manager to support its growing EMEA ETF business.


This is a high-visibility advisory role with exposure across the full ETF product lifecycle. You’ll work closely with Product, Distribution, Investments, Legal and Compliance, providing practical, commercially focused compliance advice.


Key responsibilities

  • Act as a trusted Compliance Advisory partner to the EMEA ETF business.
  • Review new ETF proposals and advise on compliance considerations through launch.
  • Support changes to existing products, including product governance and regulatory implications.
  • Review PRIIPs KIDs and other investor-facing product documentation.
  • Assess ETF regulatory developments and translate them into clear business actions.
  • Support regulatory-change implementation, business readiness and stakeholder training.
  • Promote fair customer outcomes, sound governance and effective conflicts management. xwzovoh


What we’re looking for

  • Compliance Advisory experience within asset management
  • Experience across ETFs, UCITS or product advisory
  • Strong understanding of fund structures and investment fund regulation
  • Strong stakeholder management skills and the ability to provide pragmatic, commercial advice


This is an excellent opportunity to join a growing EMEA ETF platform, gain exposure to senior stakeholders and develop deeper specialist expertise within ETF compliance.


*Please do not apply to this position, if you have not had experience working within advising on ETF Products*

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