Operational Risk & Compliance Analyst
London
Posted 1 day ago
About the role
Overview: This role is well suited for someone with a foundational understanding of operational risk who is looking to deepen their experience within a regulated financial services environment.
It offers the opportunity to take on meaningful responsibility from the outset, supporting the ongoing development of our operational risk framework, systems, and controls as part of a growing and evolving business.
You will play a key role in shaping how risk is managed across the organisation, gaining hands-on exposure to a broad range of risk, regulatory and governance activities.
Since then, the business has grown to over 400 employees and manages approximately £27+ billion in assets under management.
We are a UK wealth management firm operating in a regulated environment, providing investment and wealth management services to private clients, families, charities and institutions.
We have a collaborative working environment where people are given the opportunity to contribute meaningfully to the development of the business.
Support the Operational Risk Manager in the development, implementation and maintenance of the operational risk management framework
Assist with the Internal Capital Adequacy and Risk Assessment (ICARA) process, including:
Collection, validation and analysis of risk data inputs
Support with risk identification, assessment and documentation across business areas
Preparation of analysis for risk scenarios, harms and operational resilience assessments
Maintain and update risk registers, ensuring risks, controls, actions and ownership are accurately recorded
Support monitoring and reporting of Key Risk Indicators (KRIs) and emerging risks
Assist in the analysis of incidents, errors, breaches and near misses, including root cause analysis and tracking of remediation actions
Support oversight of third-party and outsourcing risk, including due diligence and ongoing monitoring
Engage with stakeholders across the business to promote risk awareness and a strong risk culture
Provide analytical support on regulatory, risk and governance matters as required
Support tracking and closure of internal audit actions
Previous experience in risk, compliance, audit, finance or a control function
Exposure to a UK regulated environment, ideally financial services
Understanding of operational risk concepts, including risk identification, controls, incidents and governance
Strong analytical skills with the ability to interpret data and identify themes
Awareness of FCA regulatory frameworks, ICARA and IFPR is desirable
We are looking for someone who is curious, detail-oriented, and keen to build a career in operational risk within a regulated financial services environment.
Comfortable working with data and documentation
Interested in developing your understanding of risk and regulation
Collaborative and confident working with different teams across the business
This is an opportunity to join a growing organisation at an exciting stage of its journey.
Hands-on exposure to operational risk in a regulated environment
The opportunity to contribute to the development of core risk frameworks
Strong learning and development opportunities
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