Compliance Officer

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LJ Recruitment
ScreenedHybridJust posted
Wolverhampton
£38000 - £40000/annum
Posted 1 day ago
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About the role

I am supporting a client looking for a new Compliance Officer - Wolverhampton located Salary - up to £40,000 DOE Hybrid working - 3 days in the offer per week after passing of probation Following a surge in FCA authorisation projects, the team is expanding and seeking a skilled Compliance Officer to join them. They are a fast-growing business offering a fresh, modern approach to FCA compliance. Client relationships are built on open, positive communication and a down-to-earth style that makes compliance approachable, collaborative, and long-lasting. We're seeking a candidate with practical experience in FCA compliance, ideally within a consultancy or regulated environment. The Role This is a hands-on, client-focused position, who specialise delivering FCA authorisations and compliance support to a portfolio of clients. You'll guide SMEs through the authorisation process and act as a trusted point of contact throughout. · Prepare and manage FCA authorisation applications (including SMCR, VOPs, ARs, etc.) · Maintain up-to-date knowledge of FCA rules, guidance, and expectations · Monitor and assess regulatory developments and communicate implications to the business · Develop and maintain compliance policies, procedures, and controls · Liaise with the FCA and other regulatory bodies as required · Review and write policies and procedures About you · Proven experience in a compliance role within a regulated firm · Strong knowledge of FCA requirements · Hands-on experience with FCA applications and regulatory filings · Excellent written and verbal communication skills · Attention to detail and ability to manage multiple deadlines · Proven experience managing FCA authorisations (essential) · Familiarity with sectors such as consumer credit, motor trade, mortgages, or related areas · Strong business writing skills, including policies, business plans, and regulatory documentation · Ability to juggle multiple clients and competing priorities effectively

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