Principal Consultant - Regulatory Consulting (Wealth)

MERJE are currently supporting this dynamic and ambitious consulting firm that specialises in providing regulatory advisory services to a wide range of clients across the Financial Services industry.

Responsibilities

Leading the management and delivery of advisory engagements to their wealth management & retail investment clients base you will:

• Oversee the delivery of multiple client projects, encompassing project planning, budgeting, scheduling and resource allocation
• Lead the development of bespoke solutions to enable their clients to meet their regulatory and operational obligations.
• Act as the primary point of contact for a portfolio of projects managing client expectations, delegating tasks as needed, reviewing colleagues' work and facilitating communication regarding project needs such as budget expansions or timeline extensions.
• Take a proactive role in business development initiatives, including generating quality thought leadership content, engaging stakeholders, preparing polished proposals and delivering presentations
• Represent the firm at industry events to enhance brand visibility
• Stay informed about regulatory developments and understand their potential impact on client operations, ensuring the delivery of relevant and accurate regulatory advisory services.

Requirements

• Previous regulatory consulting experience gained within either a Big 4, Top 10 or boutique regulatory consulting practice
• Specifically supported clients across the wealth management or retail investment space.
• Deep knowledge and a practical understanding of the UK financial services sector and UK regulatory framework, including the FCA Handbook, associated guidance, approach to policy development, supervision and enforcement.
• Multi-tasking ability, highly organised and strong attention to detail.
• Ability to manage individuals and or small teams.
• Ability to confidently interact with Board and Executive-level clients.
• Strong ability to communicate effectively and openly with team members

Great opportunity to join a growing regulatory consulting business where you have absolute autonomy to help them continue to evolve their wealth management advisory offering.