Compliance Officer

LJ Recruitment Limited logo
LJ Recruitment Limited
ScreenedJust posted
Wolverhampton, West Midlands
Posted 1 day ago
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About the role

A growing compliance company is looking for an experienced Compliance Officer to support clients with FCA authorisations and ongoing regulatory compliance.

This is a client-facing role suited to someone with strong FCA knowledge and hands-on experience managing regulatory applications.

Key Responsibilities

  • Manage FCA authorisation applications including SMCR, VOPs and ARs
  • Draft compliance policies, pr...

About this listing

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