Compliance Consultant - Buy-Side

Our client is a boutique (but with a global footprint) compliance consultancy focused on the investment management sector

Do not pass up this chance, apply quickly if your experience and skills match what is in the following description.

Key Responsibilities

• Working with senior consultants and supporting them in their roles as the primary compliance resource for a number of retained client relationships

• Attending client meetings, both on-site and by video conference, in conjunction with senior consultants

• Assisting with setting up compliance infrastructure for clients

• Assisting with compliance projects, monitoring reviews, and drafting compliance monitoring reports

• Managing certain FCA application processes on behalf of clients, for example in relation to Approved Persons applications

• Assisting with preparation and delivery of compliance training

• Understanding and updating clients on regulatory change and how it impacts their business

• Providing strategic compliance advice, anticipating the regulatory compliance needs of our clients

• Building and developing client relationships

Key Skills / Experience

• 1 - 2 years’ experience gained within a compliance, specialist or management consultancy, asset manager (including xwzovoh hedge funds, private equity, real estate and other alternatives), law firm or a regulator such as the FCA, SEC, NFA, etc. is preferable

• An understanding of the UK regulatory landscape and the FCA Handbook

• Excellent customer service ethos

• Degree educated or similar

• Excellent verbal and written communication skills

• Ability to multi-task

• Must hold the right to work in the UK