Director, Regulatory Affairs & Quality

COMPLIANCE MANAGER £65,000 – £75,000 | LTIP SCHEME | LONDON | HYBRID A rare opportunity to join one of the UK's most innovative and technology-forward financial planning businesses in a newly created Compliance Manager role. Our client is a fast-growing financial planning business based in London, built around a genuine belief that compliance and technology can work hand in hand to deliver better outcomes for clients and for the business. They are hiring a Compliance Manager to join their growing compliance team alongside a new Head of Compliance, working together to ensure the business operates to the highest regulatory standards, whilst also supporting the firm's ambitious growth plans. Support the Head of Compliance in managing the day-to-day compliance processes across the business Work closely with the wider compliance team and business stakeholders to embed a strong compliance culture Contribute to the development and improvement of compliance processes and systems - including the use of technology to drive efficiency Support with regulatory reporting, monitoring, and horizon scanning A compliance professional with solid experience in a financial planning or wealth management environment Highly organised, detail-focused, and comfortable working in a fast-paced, growing business Basic salary of £65,000 to £75,000 depending on experience Hybrid working The opportunity to join a forward-thinking business at an exciting point in its growth Connecting talent. Building success.