Financial Regulatory Solicitor - Non Contentious

Job Description

OUR CLIENT

While professional experience and qualifications are key for this role, make sure to check you have the preferable soft skills before applying if required.

Leading global law firm

THE ROLE

We have been instructed on a vacancy for a qualified lawyer (2-4 PQE) to join a leading Financial Services Regulatory team.

The role will focus on non-contentious advisory work for investment managers and funds, providing practical, commercial guidance on UK and EU regulatory issues and supporting clients on cross-border matters.

Duties will include:-

Advising on the FCA Handbook,

Interpreting and applying MiFID II and AIFMD, including distribution, marketing and disclosure requirements.

Preparing and reviewing documentation.

Advising on SMCR governance, conduct and fitness & propriety issues, including training and briefing senior management.

Providing transactional regulatory support

Working closely with colleagues in London and overseas.

The role offers early responsibility, direct partner exposure and a high calibre client base in the investment management sector. xwzovoh

THE CANDIDATE

You will have 2-4 PQE gained working in a leading financial services regulatory practice

Strong working knowledge of the FCA/PRA regimes, FSMA, MiFID II, AIFMD and related UK/EU regulations

You will be ready to make a career move to a highly rewarding and challenging international role

Lipson Lloyd Jones Ltd is acting as an Employment Agency in relation to this vacancy.