Compliance Officer - FCA Authorisations

Technology and Risk Recruitment LTD logo
Technology and Risk Recruitment LTD
Screened
Charing Cross, London
£55,000
Posted 2 days ago
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About the role

Job Title: Compliance Officer – FCA Authorisations

Interested in this role You can find all the relevant information in the description below.
Location: West Midlands (Office-based initially, with flexibility over time)
Salary: £40,000 – £60,000 (flexible for the right candidate)

About the Company
Our client is a growing compliance consultancy supporting a wide range of UK businesses through FCA authorisations and ongoing regulatory requirements.
They pride themselves on offering practical, tailored advice —cutting through regulatory complexity and delivering clear, commercial solutions to their clients.
Due to a significant increase in FCA authorisation projects, they are now looking to expand their team.

The Role
This is a hands-on, client-facing role focused on delivering FCA authorisations and compliance support to a portfolio of clients.
You will work closely with a range of SMEs, guiding them through the authorisation process and acting as a key point of contact throughout.

Key Responsibilities
Managing FCA authorisation applications from initial scoping through to submission
Liaising directly with the Financial Conduct Authority (FCA) and responding to queries
Drafting regulatory business plans and supporting documentation
Creating bespoke compliance policies and procedures tailored to each client
Managing relationships with multiple clients simultaneously
Providing clear, practical compliance advice in a non-jargon, client-friendly way

About You
We're looking for someone with hands-on experience in FCA compliance, ideally within a consultancy or regulated firm.

You will likely have:
Experience working on FCA authorisations (essential)
Exposure xwzovoh to areas such as consumer credit, mortgages, or related sectors
Strong writing skills (business plans, policies, documentation)
The ability to manage multiple priorities and clients

You'll also be:
Commercial and pragmatic in your approach
Comfortable working in a fast-paced, growing business
A confident communicator who can simplify complex regulation
Keen to take ownership and work independently

Should you have the right skills / experience, please apply and you will be contacted by James Evans from TRR

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