Compliance Surveillance Analyst

We are seeking a Compliance Surveillance Analyst to support the review and analysis of surveillance alerts across trading activity, employee activity, and communications.

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The role involves investigating potential policy or regulatory breaches, documenting findings, and escalating issues where necessary.

You will gather and analyse trade data for internal and regulatory inquiries and collaborate with legal, audit, and compliance partners.

Additional responsibilities include handling hotline queries, completing data entry tasks, and supporting ongoing surveillance initiatives. xwzovoh

The ideal candidate has experience in compliance or financial services, strong communication skills, and the ability to manage multiple priorities with attention to detail.