Qualified Ethical Compliance Manager - Finance

Ethical Compliance Manager

While professional experience and qualifications are key for this role, make sure to check you have the preferable soft skills before applying if required.

We are currently recruiting for an experienced Ethical Compliance Manager to join a growing and forward-thinking professional services firm.

This is a pivotal role within the business, offering the opportunity to work closely with senior leadership and play a key part in safeguarding the organisations integrity, regulatory compliance and professional standards.

If you are looking for a role where you can influence decision-making, manage risk and operate at a senior level, this is a fantastic opportunity.

The Role

Working closely with Partners and senior leadership, you will take ownership of ethical governance and compliance across the firm.

Key responsibilities include:

• Providing guidance on ethical queries in line with regulatory standards
• Managing and resolving conflicts of interest and risk-related issues
• Overseeing client complaints, staff grievances and disciplinary matters
• Advising on engagement terms, contractual risk and dispute resolution (ADR)
• Liaising with professional bodies (e.g. ICAEW) and handling regulatory matters
• Managing professional indemnity processes including claims and renewals
• Ensuring compliance with AML regulations and internal policies
• Applying FRC Ethical Standards and IESBA Code of Ethics across the business
• Supporting legal processes where required (e.g. small claims, insolvency matters)
• Maintaining accurate compliance records and supporting audits and reviews

This is a broad and influential role covering ethics, risk, governance and compliance at a senior level.

About You

Were looking for a credible and confident professional with strong judgement and the ability to manage complex situations:

• Qualified Chartered Accountant (essential)
• Strong knowledge of FRC Ethical Standards and IESBA Code of Ethics
• Experience working with regulatory bodies such as ICAEW
• Solid understanding of AML and compliance frameworks
• Experience handling conflicts, complaints or dispute resolution
• Excellent communication skills with the ability to influence at all levels
• High attention to detail with strong organisational skills
• Professional, discreet and able to manage sensitive matters

Whats on Offer

• Competitive salary (based on experience)
• Flexible working approach with part-time options considered
• Opportunity to work closely with senior leadership
• A high-impact role with real influence across the business
• Supportive, collaborative and professional working environment
• Opportunity to shape and develop compliance processes within a growing firm

Why Apply? xwzovoh

This is an opportunity to step into a strategic and business-critical role, where your expertise will directly influence governance, risk management and the long-term success of the organisation.

Apply Now

If youre looking for a senior-level compliance role where you can make a real impact, wed love to hear from you.