Compliance Advisor FTC

Rev & Regs are recruiting for an experienced 'Compliance Advisory Associate' on behalf of a leading Wealth Management business in London. This is a 12 month FTC role initially. Responsibilities: Build and maintain strong working relationships across the business to promote a positive compliance culture. Provide advice and guidance to business areas on regulatory requirements, internal compliance policies, and procedures. Assist in the implementation of compliance policies, internal controls, and procedures, including developing and delivering compliance training to employees. Support compliance projects by collaborating with cross-functional teams and leading specific workstreams where required. Produce management information and reporting for governance committees, senior management, and the Board. Assist management in ensuring the business operates in line with FCA regulatory requirements, the Conduct Risk framework, Consumer Duty, and industry best practice. Provide support to specialist compliance functions, including Monitoring & Testing, Financial Crime, and Regulatory Change initiatives, as required. Maintain accurate compliance records and documentation in line with regulatory expectations and internal standards. Undertake ad hoc compliance reviews, projects, and other responsibilities as required. Experience: Relevant experience in a UK Wealth Management, Investment Management or Private Banking environment. Knowledge of UK Regulatory environment and FCA handbook. Good product and investment management services knowledge, including investment suitability. Professional qualifications such as CISI Diploma in Investment Compliance would be desirable. Working knowledge of UK regulations including COBS, TC, COCON, SYSC, SUP, PROD, DTR, DISP, Consumer Duty and Conduct Risk. Salary: £60,000 pa + benefits package Location: Hybrid (3 days per week in London office) Work type: 12-month FTC initially